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Whistleblowing

Saxo Group is committed to the highest standards of transparency, integrity and accountability. As such, we have established a whistleblowing system which is available to our employees, clients, partners and stakeholders.

If you have knowledge of any internal irregularities or compliance breaches committed by Saxo Group with respect to applicable laws and regulations and/or Saxo Group policies, you may report your observations to us securely and confidentially. Depending on your preference, you may also maintain anonymity when reporting your observations.

All grounded suspicions reported via the whistleblowing system will be treated carefully and in cases where regulation permits it, we will provide feedback if you ask for it.

Link to our whistleblowing system: saxobank.ethicspoint.com

If you have a complaint which relates to e.g. a single trade or an issue where you have not received a satisfactory answer these types of incidents should typically be reported via our channel for complaints which you find here.


 

Saxo Capital Markets HK Limited
Rooms 2001-02, 20/F York House
The Landmark
15 Queen's Road Central
Hong Kong

Hong Kong S.A.R

Saxo Capital Markets HK is a company authorised and regulated by the Securities and Futures Commission of Hong Kong. Saxo Capital Markets HK Limited holds a Type 1 Regulated Activity (Dealing in securities); Type 2 Regulated Activity (Dealing in Futures Contract) and Type 3 Regulated Activity (Leveraged foreign exchange trading) licenses (CE No. AVD061). Registered address: Rooms 2001-02, 20/F York House, The Landmark, 15 Queen's Road Central, Hong Kong

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