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Segregation and Client Funds

What does “segregated accounts” mean?

In accordance with Cap 571I - Securities and Futures (Client money) Rules and Cap 571H - Securities and Futures (Client Securities) Rules, issued by Securities and Futures Commission of Hong Kong, Saxo Capital Markets is obliged to hold money received from clients and assets held on behalf of clients in accounts separated from the company’s own money and assets.

All funds deposited by clients with Saxo Capital Markets will be kept in a segregated client funds account in accordance with the above regulation. Securities held by clients with Saxo Capital Markets are equally kept in segregated custody accounts.

Saxo Capital Markets HK is a company authorised and regulated by the Securities and Futures Commission of Hong Kong. Saxo Capital Markets HK Limited holds a Type 1 Regulated Activity (Dealing in securities); Type 2 Regulated Activity (Dealing in Futures Contract) and Type 3 Regulated Activity (Leveraged foreign exchange trading) licenses (CE No. AVD061). Registered address: Rooms 2001-02, 20/F York House, The Landmark, 15 Queen's Road Central, Hong Kong

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