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Segregation and Client Funds

What does “segregated accounts” mean?

In accordance with Cap 571I - Securities and Futures (Client money) Rules and Cap 571H - Securities and Futures (Client Securities) Rules, issued by Securities and Futures Commission of Hong Kong, Saxo Capital Markets is obliged to hold money received from clients and assets held on behalf of clients in accounts separated from the company’s own money and assets.

All funds deposited by clients with Saxo Capital Markets will be kept in a segregated client funds account in accordance with the above regulation. Securities held by clients with Saxo Capital Markets are equally kept in segregated custody accounts.


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Losses can exceed deposits on margin products. Please ensure you understand the risks.

Saxo Capital Markets HK Limited (“Saxo”) is a company authorised and regulated by the Securities and Futures Commission of Hong Kong. Saxo holds a Type 1 Regulated Activity (Dealing in Securities); Type 2 Regulated Activity (Dealing in Futures Contract); Type 3 Regulated Activity (Leveraged Foreign Exchange Trading); Type 4 Regulated Activity (Advising on Securities) and Type 9 Regulated Activity (Asset Management) licenses (CE No. AVD061). Registered address: 19th Floor, Shanghai Commercial Bank Tower, 12 Queen’s Road Central, Hong Kong.

Trading in financial instruments carries various risks, and is not suitable for all investors. Please seek expert advice, and always ensure that you fully understand these risks before trading. Trading in leveraged products may result in your losses exceeding your initial deposits. Saxo does not provide financial advice, any information available on this website is ‘general’ in nature and for informational purposes only. Saxo does not take into account an individual’s needs, objectives or financial situation. Please click here to view the relevant risk disclosure statements.

The Saxo trading platform has received numerous awards and recognition. For details of these awards and information on awards visit www.home.saxo/en-hk/about-us/awards.

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