Account opening documents

Client Account Forms

Product Assessment Questionnaire – Existing Saxo Clients

Product Assessment Questionnaire – New Clients

Joint Account Form for 2 clients

For two or three people to create a joint account.

Non-branded individual application form

For an individual applying for a standard trading account

Power of Attorney - Full

This document allows a client to transfer full Power of Attorney to their Introducing Broker or a third party. This includes the authority to transfer funds on behalf of the client.

Power of Attorney - Limited

This document allows a client to transfer limited Power of Attorney to their Introducing Broker or a third party. This does not include the authority to transfer funds on behalf of the client.

Power of Attorney – Full – Joint account

This document allows clients with a joint account to transfer limited Power of Attorney to their Introducing Broker or a third party. This includes the authority to transfer funds on behalf of the client.

Power of Attorney – Limited – Joint account

This document allows clients with a joint account to transfer limited Power of Attorney to their Introducing Broker or a third party. This does not include the authority to transfer funds on behalf of the client.

Power of Attorney – Money Manager

This document allows a client to transfer full Power of Attorney to their Money Manager on a discretionary basis.

Corporate Application Form

For a company to create an account.
Initial list of documents to be provided with this application form:

  • Memorandum & Article of Association;
  • Certificate of Incorporation;
  • Latest Financial Statements;
  • Group Structure diagram (for entity within a complex group structure only)

 

It may be necessary for us to request further documentation and information in order to complete the due diligence process. The form must be signed by at least two directors unless the company has a sole director.

ISA Application Form

 

For a person to create a ISA account.

Trust Application Form

For a trust to open an account.

To be completed for a client to request a sub-account.

Investment Wrapper application form

For an individual applying for a SIPP, QROP, QNUP, BOB, ARF, RAT, etc.

SASS Application form

For a company to open an account for their Small Self-Administered Scheme.

Fund Withdrawal form

To be signed according to the IB’s signatory rules (if you have full POA) or the client.

ISA Transfer form

To be completed by the client to transfer their existing ISA elsewhere to Saxo.

Bulk Security Transfer form

To be completed when requesting a securities transfer for a stock not listed on the platform.

IB Forms

Authorised dealers form

Complete this form to create separate platform logins for your traders and send to support@accountservices.saxo.

Back office login form

Complete this form to create a Webconnect login to view all of your accounts and send to support@accountservices.saxo.

Periodic fund transfer

Complete this form detailing the account that you would like your commissions paid to, and how often. Send to treasury@saxobank.com.

Authorised Contacts

Complete this form detailing any employees who will be contacting Saxo who are not authorised dealers.

IB addendum for Investment Wrapper accounts

End of Day File Catalogue

A list of EOD files that we provide.

How to Convert End of Day Files

Instructions on how to convert EOD files to Excel format.